family playing tag

Define a relationship between money and your wealth.

Your life is extremely busy and complicated in spite of all the new improvements & technology designed to simplify it.    Family is important to you and taking care of them and their needs.  You want the best for yourself and your family, in order to do that you are willing to work hard, make alot of $ and pay $ in taxes. 

You are a highly skilled professional in strong demand that changes jobs often bc of that, a corporate executive with alot of employer stock option rights & significant equity based compensation each year.  Succesful entrepreneur in growing business and limited amounts of time who eventaully wants to sell business for profit.  We all struggle with limited amounts of time.

Our clients are "successful" people and typically responsible for important decisions at work or guiding direction of company. They have accomplished great things career wise and in organizations as leaders of change.  They value time over money.  They are at the top of their game &They realize its important to delegate repsonsibilities to those they feel they can rely on to get things done

 transformational change requires a transformational approach. 

Transactional methods or thinking does not lead to good decisions or positive results for very long periods.  Its associated with impulsive behavior, eratic thinking and very undesirable outcomes.

Positive outcomes occur intentionally by individual's action & behavior when they  comit to very clear goals.  When clients place their trust in me to work with them I listen closelyto whats important to them, fears, hopes and what inspires them. 

I also understand as a father, a husband and business owner tough choices have to be made for forward progress to be made.  Meaningful change takes time..... Times of uncertainty will always exist. We will always have to make choices with uncertain of future outcomes... 

I am in touch with clients at least quarterly to see what's new/ in their lives and update them on relevant topics.  I review investment accounts annually with clients for performance %'s  vs other investments and track progress toward financial goals to make sure cash flow needs are met. 

I use a process with clients over time refined that helps relieve pressure. This helps frames things better for people so that when things happen along way, hard.. Helps us get through doubt hard times know what to focus all energy & motions emotions.

See The Process

Couple smiling and watching tablet screen by the river

“It is not the strongest of the species that will survive, not the most intelligent, but the one most responsive to change.”

— The Living Clocks, by Ritchie R. Ward (1971)

The Wealth Management Formula

Our clear and comprehensive approach to wealth management aims to help high-performing professionals preserve, enhance, transfer, and protect their wealth. By understanding your current position, goals, and challenges, we’ll develop a long-term strategy to address your concerns and guide you to a life filled with meaning.

 

Investment Consulting

  • Asset allocation
  • Portfolio management
  • Due diligence
  • Risk evaluation
  • Performance analysis

 

Advanced Planning

  • Wealth enhancement, including cash flow management and tax minimization
  • Wealth transfer
  • Wealth protection
  • Charitable giving

 

Relationship Management

  • Ongoing scheduled calls, reviews, and in-person or virtual meetings
  • Collaborate with your other professionals, including legal, tax, and insurance investment professionals

Learn More

If you’re tired of feeling overwhelmed, are unsure of what may be preventing you from reaching your financial goals, and are ready to change, let’s talk.

Talk to us

Latest Blogs

Stephen Roth |
The #1 question that I get meeting prospects and getting to know their basic financial picture.. is how do we stack up? sounds like a normal response? Unfortunately, its mean in relation to other people.. or in terms % 's vs SP index or my co-worker.... 1st stop comparing yourself since we have all seen data on how behind America is saving for retirement. the 2nd Life is not about going through motions. Life is...
Stephen Roth |
Categories
What's it like working with Stephen? You would be working with someone who believes life is a gift and we search for meaning in our life and purpose for something greater than ourself. You would be working with a person that values accountability and trust a great deal, commiting to clear goals leads to clear results. You would be working someone who understands our human tendency to use defensive reasoning or avoid confronting emotional or...